University Research Ethics Committee

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The process of UREC review is summarised in the flow diagram at the bottom of this page.

The University Research Committee (UREC) is comprising academic staff from Schools within the University and lay members. UREC is chaired by the LJMU Research Governance Manager Dr Dave Harriss. The secretary of UREC is Mandy Williams (Research Support Officer Ethics and Governance) based in the Research and Innovation Services.

UREC reviews ethics applications and administer minimal risk registration forms for principal investigators who are LJMU staff or postgraduate research (PGR) students. Following consultation with supervisors, School/Faculty RECs and module/programme leaders will consider reviewing undergraduate and PGT projects that do not meet the criteria for expedited review – but only after the student’s supervisor has considered changing the project so that it meets the criteria for expedited ethical review.

To submit an ethics application to UREC:

  • Complete the ethics application form and supporting documents

  • Submit the LJMU Research Ethics and Governance Decision Tool to determine whether the project meets the criteria for minimal risk registration, expedited review or routine review.

  • Email the ethics application form and all supporting documents as ONE PDF document to the correct email address as directed by the Staff & PGR LJMU Research Ethics and Governance Decision Tool.

Minimal risk registration

On receipt of an ethics application for a project that is associated with minimal risks and that will comply with the LJMU Research Ethics and Governance SOP, the notification of favourable ethics opinion and approval will be emailed to the applicants by UREC (no further ethical review required).

Expedited UREC ethical review

Projects that meet the criteria for expedited UREC review will usually be reviewed within 10 working day by two members of UREC (one of whom will be the Chair or a Deputy Co-Chair of UREC) who will decide whether the application receives a favourable ethics opinion, an unfavourable ethics opinion, is deferred or referred for routine UREC ethical review. Resubmitted ethics applications following a deferral from UREC are usually reviewed within 5 working days.

Routine UREC ethical review

Projects that meet the criteria for routine UREC ethical review must be reviewed at a UREC meeting. UREC meets approximately every 4-6 weeks with the submission deadline set 11 working days before the meeting date. Once submitted, the Chair of UREC will screen the ethics application to ensure the information provided will permit routine ethical review. So if requested by the Chair, an applicant must be prepared to update their ethics application and resubmit it at least six days before the UREC meeting date. At the UREC meeting, the ethics application will receive a favourable ethics opinion, an unfavourable ethics opinion or be deferred. Applicants will normally be notified within 1-3 working days of the UREC decision. UREC will decide whether deferred applications need to be resubmitted for ethical review at a future UREC meeting or can be resubmitted for review by chairs action. Chairs action review of resubmitted ethics applications are usually completed within five working days.

Summary of the process of UREC review

Text description of the flow diagram to summarise process of UREC review


Step 1
: LJMU staff/PGR led research/knowledge exchange project/collaboration? If yes, go to step 2.


Step 2
: LJMU PGR project? If Yes, go to step 3. If no, go to step 12.


Step 3
: Complete the LJMU research ethics training (mandatory for PGR students); Complete the UREC ethics application form; Revise the ethics application in response to supervisor requirements; and then submit the LJMU Research Ethics and Governance Decision Tool. Continue to step 4.


Step 4
: Is the project associated with minimal risks? If yes, go to step 5. If no, go to step 6.


Step 5
: Submit the UREC ethics application form for minimal risk registration. Continue to step 10.


Step 6
: Does the project require expedited UREC review? If yes, go to step 7. If no, go to step 8.


Step 7
: Submit the UREC ethics application for proportionate review. Continue to step 10.


Step 8
: Does the project require routine UREC review? If yes, go to step 9.


Step 9
: Submit the UREC ethics application for routine review. Continue to step 10.


Step 10
: Has UREC deferred the ethics application? If yes, go to step 11.


Step 11
: Revise the ethics application in response to supervisor requirements; and then submit the LJMU Research Ethics and Governance Decision Tool. Continue to step 4.


Step 12
: Complete the UREC ethics application form and supporting documents; and submit the LJMU Research Ethics and Governance Decision Tool. Continue to step 13.


Step 13
: Is the project associated with minimal risks? If yes, go to step 14. If no, go to step 15.


Step 14
: Submit the UREC ethics application form for minimal risk registration. Continue to step 19.


Step 15
: Does the project require expedited UREC review? If yes, go to step 16. If no, go to step 17.


Step 16
: Submit the UREC ethics application for proportionate review. Continue to step 19.


Step 17
: Does the project require routine UREC review? If yes, go to step 18.


Step 18
: Submit the UREC ethics application for routine review. Continue to step 19.


Step 19
: Is the ethics application deferred? If yes, go to step 12.

Contact

Research and Innovation Services
1st Floor, Exchange Station
Tithebarn St
Liverpool
L2 2QP

Telephone: 0151 904 6467

Email: researchethics@ljmu.ac.uk