Open access policies

LJMU, major funders and the Research Excellence Framework (REF) all have open access policies which you need to be aware of.

LJMU Open access publishing policy

Read the full LJMU open access publishing policy.

Faq Items

Policy basics

Who the policy applies to

How to comply

Open access policy for the REF

The consultation for the REF2029 open access requirements is currently underway. In the meantime journal articles and conference papers published with an ISSN must adhere to the REF2021 policy. The basic principles are outlined below.

Your final/accepted manuscript for journal articles and ISSN conference proceedings must be made available openly in an institutional repository or a subject repository, respecting embargo periods. Deposits that are closed (due to embargo) must have discoverable bibliographic records.

Items should be deposited within 3 months of acceptance (not publication) This should be the “final author version” where the paper is not published open access. If an embargo is required by the publisher this should not exceed 12 months for REF panels A and B or 24 months for panels C and D.

Funder policies 

Major funders require outputs and sometimes data produced as part of their funded projects to be made available on an open access basis. Some funders set very specific publishing requirements about what and how outputs are made open access, particularly around copyright, licensing, open access routes and journal funding streams. Before embarking on publication check the funder policy using Sherpa Services. If in doubt, contact the Researcher Engagement Team who will be happy to advise.

UK Research and Innovation (UKRI) Open Access policy

The UK Research and Innovation (UKRI) open access policy applies from the following dates:

  • in scope research articles submitted for publication on or after 1 April 2022 (preprints are not in scope)
  • in scope monographs, book chapters and edited collections published on or after 1 January 2024 (monographs, book chapters and edited collections arising from training grant funding are out of scope)
  • In scope articles must include a Data Access Statement (link to OA publishing page), even where there is no data associated with the article or the data are inaccessible.

Compliant open access routes for research articles

Faq Items

Route 1 - Open Access via Publisher Site

Applying for Block Grant funding for APC costs

Route 2 - Open Access via LJMU Research Online

Compliant open access routes for Monographs, book chapters and edited collections

Faq Items

Route 1 - Open Access via Publisher Site

Route 2 - Open Access via LJMU Research Online

National Institute for Health and Care Research (NIHR) Open Access Policy

OA policy from 1 June 2022. This policy supersedes the previous policy from 2014. For detailed guidance see the NIHR open access policy.

Faq Items

What is in scope and out of scope

Compliance essentials

Plan S 

Plan S is an initiative to move more quickly to full and immediate open access for funded research. Plan S came into force on 1 January 2021.

Plan S funders, including UKRI and Wellcome, will no longer cover the cost of open access publishing in subscription journals (called 'Hybrid journals').

From 1 January 2021 Plan S funders will not fund APCs for Hybrid journals unless they have signed up to a “transformative agreement” or “transformative journal” to change their business model to full open access. From 2024 Plan S funders will cease funding APCs for hybrid altogether. Find out more about Plans S and the 10 principles on the cOAlition S site.